SFC Licences of KWAN Ka Fai 關家輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 03 August 2016 | |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 | RE | 1 | 01 April 2003 | 01 July 2016 |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 | RE | 9 | 01 April 2003 | 10 November 2004 |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 | RE | 6 | 01 April 2003 | 10 November 2004 |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 | RE | 4 | 01 April 2003 | 10 November 2004 |