SFC Licences of KWAN Ka Fai 關家輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 03 August 2016
Baili Securities Company Limited 百利證券有限公司 RE 1 01 April 2003 01 July 2016
Baili Securities Company Limited 百利證券有限公司 RE 4 01 April 2003 10 November 2004
Baili Securities Company Limited 百利證券有限公司 RE 6 01 April 2003 10 November 2004
Baili Securities Company Limited 百利證券有限公司 RE 9 01 April 2003 10 November 2004