SFC Licences of WONG Wah Lam 黃華林

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 14 June 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 27 September 2012 02 October 2017
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 25 March 2009 30 June 2012
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 26 September 2008 01 December 2008
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 03 October 2007 18 July 2008
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 10 May 2007 22 September 2007
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 01 April 2003 20 April 2007
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 9 01 April 2003 03 February 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 01 April 2003 03 February 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 01 April 2003 03 February 2004