SFC Licences of WONG Wah Lam 黃華林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 14 June 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 September 2012 | 02 October 2017 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 25 March 2009 | 30 June 2012 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 26 September 2008 | 01 December 2008 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 03 October 2007 | 18 July 2008 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 10 May 2007 | 22 September 2007 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 20 April 2007 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 03 February 2004 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 03 February 2004 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 03 February 2004 |