SFC Licences of YEW Lap Tak 姚立德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 29 May 2012 01 February 2024
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 29 May 2012 01 February 2024
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 21 August 2007 25 May 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 21 August 2007 25 May 2012
Celestial Securities Limited 時富證券有限公司 RE 3 23 March 2004 03 August 2007
Celestial Commodities Limited 時富商品有限公司 RE 2 24 February 2004 03 August 2007
Celestial Securities Limited 時富證券有限公司 RE 1 24 February 2004 03 August 2007
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 2 01 April 2003 11 February 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 01 April 2003 11 February 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 6 01 April 2003 26 January 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 01 April 2003 26 January 2004
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 5 01 April 2003 26 January 2004
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 9 01 April 2003 26 January 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 01 April 2003 26 January 2004