SFC Licences of LIM Pak Fu 林柏富

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Bluemount Securities Limited 藍山證券有限公司	RO	4	10 April 2024
Bluemount Securities Limited 藍山證券有限公司	RO	1	10 April 2024
Bluemount Asset Management Limited 藍山資產管理有限公司	RO	9	10 April 2024
Golden Eagle Brokerage Limited 金鷹證券有限公司	RO	9	16 May 2022	31 October 2023
Golden Eagle Brokerage Limited 金鷹證券有限公司	RO	4	16 May 2022	31 October 2023
Golden Eagle Brokerage Limited 金鷹證券有限公司	RO	1	16 May 2022	31 October 2023
Golden Eagle Brokerage Limited 金鷹證券有限公司	RE	9	08 April 2022	16 May 2022
Golden Eagle Brokerage Limited 金鷹證券有限公司	RE	4	08 April 2022	16 May 2022
Golden Eagle Brokerage Limited 金鷹證券有限公司	RE	1	08 April 2022	16 May 2022
Lippo Investments Management Limited 力寶投資管理有限公司	RO	9	16 May 2019	28 February 2022
Lippo Investments Management Limited 力寶投資管理有限公司	RO	4	16 May 2019	28 February 2022
Lippo Investments Management Limited 力寶投資管理有限公司	RO	1	16 May 2019	28 February 2022
Lippo Investments Management Limited 力寶投資管理有限公司	RE	9	13 March 2019	16 May 2019
Lippo Investments Management Limited 力寶投資管理有限公司	RE	4	13 March 2019	16 May 2019
Lippo Investments Management Limited 力寶投資管理有限公司	RE	1	13 March 2019	16 May 2019
Yupei Fortune Capital Limited 宇培增富資本有限公司	RO	9	10 October 2017	07 February 2019
Yupei Fortune Capital Limited 宇培增富資本有限公司	RO	4	10 October 2017	07 February 2019
Yupei Fortune Capital Limited 宇培增富資本有限公司	RO	1	10 October 2017	07 February 2019
Yupei Fortune Capital Limited 宇培增富資本有限公司	RE	9	24 August 2017	10 October 2017
Yupei Fortune Capital Limited 宇培增富資本有限公司	RE	4	24 August 2017	10 October 2017
Yupei Fortune Capital Limited 宇培增富資本有限公司	RE	1	24 August 2017	10 October 2017
China Sunrise Asset Management Limited 華升資產管理有限公司	RO	9	14 June 2016	03 July 2017
China Sunrise Asset Management Limited 華升資產管理有限公司	RO	4	14 June 2016	03 July 2017
China Sunrise Asset Management Limited 華升資產管理有限公司	RO	1	14 June 2016	03 July 2017
Neutral Financial Holding Company Limited 中和金控有限公司	RE	9	05 February 2016	27 April 2016
Neutral Financial Holding Company Limited 中和金控有限公司	RE	4	05 February 2016	27 April 2016
Neutral Financial Holding Company Limited 中和金控有限公司	RE	1	05 February 2016	27 April 2016
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RO	9	22 April 2014	17 December 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	9	22 October 2013	17 December 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	4	22 October 2013	17 December 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	1	22 October 2013	17 December 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	9	10 September 2013	22 April 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	9	10 September 2013	22 October 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	4	10 September 2013	22 October 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	1	10 September 2013	22 October 2013
RHB Asset Management Limited 興業金融資產管理有限公司	RO	1	20 December 2010	14 August 2013
RHB Asset Management Limited 興業金融資產管理有限公司	RO	9	06 September 2010	14 August 2013
RHB Asset Management Limited 興業金融資產管理有限公司	RO	4	06 September 2010	14 August 2013
RHB Asset Management Limited 興業金融資產管理有限公司	RE	9	12 August 2010	06 September 2010
RHB Asset Management Limited 興業金融資產管理有限公司	RE	4	12 August 2010	06 September 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RO	9	16 January 2007	31 July 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RO	4	16 January 2007	31 July 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RO	1	13 November 2006	31 July 2010
EK Investment Management Limited 怡啟投資管理有限公司	RO	9	08 October 2004	09 May 2005
EK Investment Management Limited 怡啟投資管理有限公司	RO	4	08 October 2004	09 May 2005
EK Investment Management Limited 怡啟投資管理有限公司	RO	1	08 October 2004	09 May 2005
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	9	01 April 2003	30 June 2003
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	6	01 April 2003	30 June 2003
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	4	01 April 2003	30 June 2003
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	1	01 April 2003	30 June 2003