SFC Licences of DAVIES Anthony Miles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Bank PLC | 4 | 19 May 2017 | ||
| Barclays Bank PLC | 1 | 19 May 2017 | ||
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 4 | 02 December 2016 | 06 October 2023 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 02 December 2016 | 06 October 2023 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 29 April 2010 | 02 December 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 29 April 2010 | 02 December 2016 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 May 2008 | 27 February 2009 |
| Merrill Lynch Far East Limited | RO | 1 | 27 May 2005 | 27 February 2009 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 27 May 2005 | 27 February 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 October 2003 | 27 May 2005 |