SFC Licences of SOO Kok Beng, Peter 蘇國明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nexus Point Advisors (HK) Limited 今翊顧問(香港)有限公司 | RO | 9 | 25 May 2017 | 17 November 2022 |
SoHo Investment Partners (H.K.) Limited | RO | 9 | 26 November 2014 | 12 May 2017 |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RO | 1 | 02 April 2009 | 30 June 2011 |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RO | 4 | 01 April 2003 | 30 June 2011 |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RO | 9 | 01 April 2003 | 30 June 2011 |
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RO | 1 | 01 April 2003 | 30 June 2011 |
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RO | 9 | 01 April 2003 | 30 June 2011 |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RO | 6 | 01 April 2003 | 15 March 2005 |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RO | 5 | 01 April 2003 | 15 March 2005 |
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RO | 5 | 01 April 2003 | 15 March 2005 |
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RO | 4 | 01 April 2003 | 15 March 2005 |