SFC Licences of WONG Sek Ming, Paul 黃錫明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
EIP Alpha Limited RO 9 16 August 2023
Enhanced Investment Products Limited 易亞投資管理有限公司 RO 9 16 August 2023
EIP Alpha Limited RO 4 14 May 2021
Enhanced Investment Products Limited 易亞投資管理有限公司 RO 4 14 May 2021
Enhanced Investment Products Limited 易亞投資管理有限公司 RE 9 20 April 2020 16 August 2023
Enhanced Investment Products Limited 易亞投資管理有限公司 RE 4 20 April 2020 14 May 2021
Enhanced Investment Products Limited 易亞投資管理有限公司 RE 5 20 April 2020
EIP Alpha Limited RE 9 11 February 2019 16 August 2023
EIP Alpha Limited RE 4 11 February 2019 14 May 2021
EIP Alpha Limited RE 5 11 February 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 4 26 May 2014 09 May 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 1 26 May 2014 09 May 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 7 09 September 2010 26 January 2015
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 4 09 September 2010 26 May 2014
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 09 September 2010 26 May 2014
J.P. Morgan Broking (Hong Kong) Limited RE 4 23 March 2004 11 June 2010
J.P. Morgan Broking (Hong Kong) Limited RE 1 23 March 2004 11 June 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 17 October 2003 23 February 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 23 February 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 10 October 2003