SFC Licences of LAI Pik Kwan 黎璧君

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CVP Securities Limited 星火證券有限公司	RE	1	17 April 2014	05 November 2015
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司	RE	9	19 February 2008	20 May 2011
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司	RE	1	19 February 2008	20 May 2011
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)	RE	9	19 February 2008	20 May 2011
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)	RE	1	19 February 2008	20 May 2011
Morgan Stanley Hong Kong Futures Limited	RE	7	16 November 2006	11 February 2008
Morgan Stanley Hong Kong Securities Limited	RE	1	16 November 2006	11 February 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	16 November 2006	11 February 2008
Morgan Stanley Hong Kong Futures Limited	RE	2	13 June 2005	11 February 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	13 June 2005	11 February 2008