SFC Licences of WONG Kar Hong 黃家康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 9 06 July 2008 07 July 2010
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 5 06 July 2008 07 July 2010
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 4 06 July 2008 07 July 2010
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RO 9 27 July 2007 06 July 2008
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RO 5 27 July 2007 06 July 2008
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RO 4 27 July 2007 06 July 2008
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 4 07 July 2005 27 July 2007
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 9 07 July 2005 27 July 2007
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 5 07 July 2005 27 July 2007
Morgan Stanley Hong Kong Securities Limited RO 1 08 December 2004 24 June 2005
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 24 June 2005
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 24 June 2005
Morgan Stanley Hong Kong Futures Limited RE 7 01 April 2003 24 June 2005
Morgan Stanley Hong Kong Futures Limited RE 2 01 April 2003 24 June 2005
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 11 February 2004