SFC Licences of YIM Ming Kuen 嚴明娟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 1 08 April 2021 13 May 2022
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 08 April 2021 13 May 2022
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 05 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 05 March 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 24 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 24 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 24 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 24 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 24 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 24 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 24 September 2003