SFC Licences of WEBB WONG Vivien 王維芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Bank Asia Limited 摩根士丹利銀行亞洲有限公司 | 2 | 18 September 2015 | ||
| Morgan Stanley Bank Asia Limited 摩根士丹利銀行亞洲有限公司 | 1 | 18 September 2015 | ||
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 4 | 19 March 2012 | 22 July 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 June 2011 | 22 July 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 | 20 May 2011 | 22 July 2014 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RO | 2 | 20 May 2011 | 22 July 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 03 May 2004 | 20 May 2011 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 03 May 2004 | 20 May 2011 |