SFC Licences of LEE Ka Yin 李嘉賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 20 January 2012 16 February 2024
Waton Securities International Limited 華通證券國際有限公司 RE 1 07 June 2006 31 July 2006
Waton Securities International Limited 華通證券國際有限公司 RO 1 29 December 2004 07 June 2006
Waton Securities International Limited 華通證券國際有限公司 RE 1 01 April 2003 29 December 2004
Waton Securities International Limited 華通證券國際有限公司 RE 9 01 April 2003 07 December 2004
Waton Securities International Limited 華通證券國際有限公司 RE 6 01 April 2003 07 December 2004
Waton Securities International Limited 華通證券國際有限公司 RE 4 01 April 2003 07 December 2004