SFC Licences of LEE Ka Yin 李嘉賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 20 January 2012 | 16 February 2024 |
Waton Securities International Limited 華通證券國際有限公司 | RE | 1 | 07 June 2006 | 31 July 2006 |
Waton Securities International Limited 華通證券國際有限公司 | RO | 1 | 29 December 2004 | 07 June 2006 |
Waton Securities International Limited 華通證券國際有限公司 | RE | 1 | 01 April 2003 | 29 December 2004 |
Waton Securities International Limited 華通證券國際有限公司 | RE | 9 | 01 April 2003 | 07 December 2004 |
Waton Securities International Limited 華通證券國際有限公司 | RE | 6 | 01 April 2003 | 07 December 2004 |
Waton Securities International Limited 華通證券國際有限公司 | RE | 4 | 01 April 2003 | 07 December 2004 |