SFC Licences of WONG Yee Wing 黃懿榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 July 2007 | 28 November 2007 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 11 April 2005 | 30 June 2007 |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 1 | 17 November 2004 | 01 April 2005 |
Hou Tak Securities Limited 厚德證券有限公司 | RE | 1 | 10 August 2004 | 12 October 2004 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 01 April 2003 | 10 August 2004 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 7 | 01 April 2003 | 19 February 2004 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 9 | 01 April 2003 | 19 February 2004 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 4 | 01 April 2003 | 19 February 2004 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 6 | 01 April 2003 | 19 February 2004 |