SFC Licences of LAU Alan Yim Pang 劉炎鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 29 April 2014 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 29 April 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 29 April 2014 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 01 April 2003 | 29 April 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 24 July 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |