SFC Licences of MAN Kam Chiu 文錦超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huaxin Futures Limited 華信期貨有限公司	RO	2	01 November 2017	31 May 2020
Huajin Securities (International) Limited 華金證券(國際)有限公司	RO	1	24 August 2016	16 October 2017
Huajin Futures (International) Limited 華金期貨(國際)有限公司	RO	2	07 July 2016	16 October 2017
Huajin Research (International) Limited 華金研究(國際)有限公司	RE	4	26 May 2016	16 October 2017
Huajin Securities (International) Limited 華金證券(國際)有限公司	RE	1	26 May 2016	24 August 2016
Huajin Futures (International) Limited 華金期貨(國際)有限公司	RE	2	26 May 2016	07 July 2016
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	4	07 August 2013	09 May 2016
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	1	07 August 2013	09 May 2016
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RO	5	10 July 2013	09 May 2016
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RO	2	10 July 2013	09 May 2016
Marex Hong Kong Limited	RE	2	04 July 2011	04 May 2012
SG Asset Finance (Hong Kong) Limited	RE	2	13 October 2008	23 May 2011
SG Asset Finance (Hong Kong) Limited	RE	1	13 October 2008	23 May 2011
Newedge Broker Hong Kong Limited 新際經紀香港有限公司	RE	2	15 May 2008	23 May 2011
Newedge Broker Limited 新際經紀有限公司	RE	7	15 May 2008	31 July 2009
Newedge Broker Limited 新際經紀有限公司	RE	2	15 May 2008	31 July 2009
Newedge Broker Limited 新際經紀有限公司	RE	1	15 May 2008	31 July 2009
UBS Derivatives Hong Kong Limited	RE	2	02 October 2006	17 April 2008
UBS Securities Asia Limited	RE	2	02 October 2006	17 April 2008
UBS Securities Asia Limited	RE	1	02 October 2006	17 April 2008
UBS Securities Hong Kong Limited	RE	1	02 October 2006	17 April 2008
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	01 April 2003	30 September 2006
RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司	RE	2	01 April 2003	30 September 2006
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	1	01 April 2003	04 February 2005
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	4	01 April 2003	31 May 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	9	01 April 2003	31 May 2004
RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司	RE	5	01 April 2003	31 May 2004
RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司	RE	9	01 April 2003	31 May 2004
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	4	01 April 2003	31 May 2004
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	6	01 April 2003	31 May 2004
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	9	01 April 2003	31 May 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	6	01 April 2003	31 May 2004