SFC licenceholder AAX495 CHAN Chang Yiu, David 陳燦耀

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 16 March 2020
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE [1] (Dealing in Securities) 03 December 2009 06 March 2020
VC Brokerage Limited 滙盈證券有限公司 RE [1] (Dealing in Securities) 20 October 2005 01 December 2009
Goldenway Securities Company Limited 金匯證券有限公司 RE [1] (Dealing in Securities) 01 April 2003 15 October 2005
Goldenway Securities Company Limited 金匯證券有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 06 October 2004