SFC Licences of CHAK Kwok Fai 翟國輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CMB International Global Markets Limited 招銀國際環球市場有限公司	RE	4	06 September 2022
CMB International Global Markets Limited 招銀國際環球市場有限公司	RO	1	14 July 2022
CMB International Global Markets Limited 招銀國際環球市場有限公司	RE	1	17 September 2021	14 July 2022
CMB International Securities Limited 招銀國際證券有限公司	RE	4	16 December 2020
CMB International Securities Limited 招銀國際證券有限公司	RE	1	16 December 2020
CLSA Limited 中信里昂證券有限公司	RE	1	12 March 2018	11 December 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	03 October 2016	22 December 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	03 October 2016	22 December 2017
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	7	08 July 2014	29 June 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	29 May 2013	29 June 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	29 May 2013	29 June 2016
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	29 May 2013	29 June 2016
Nomura Securities (Hong Kong) Limited	RE	2	03 January 2011	16 March 2013
Nomura Securities (Hong Kong) Limited	RE	1	03 January 2011	16 March 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	03 January 2011	16 March 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	03 January 2011	16 March 2013
CLSA Futures Limited 里昂期貨有限公司	RE	2	02 June 2008	23 November 2010
CLSA Limited 中信里昂證券有限公司	RE	1	02 June 2008	23 November 2010
J.P. Morgan Broking (Hong Kong) Limited	RE	5	19 November 2007	24 April 2008
J.P. Morgan Broking (Hong Kong) Limited	RE	2	19 November 2007	24 April 2008
J.P. Morgan Broking (Hong Kong) Limited	RE	4	21 September 2006	24 April 2008
J.P. Morgan Broking (Hong Kong) Limited	RE	1	04 September 2006	24 April 2008
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	1	21 April 2004	12 August 2006
J.P. Morgan Broking (Hong Kong) Limited	RE	5	06 December 2003	09 February 2004
J.P. Morgan Broking (Hong Kong) Limited	RE	2	06 December 2003	09 February 2004
J.P. Morgan Securities (Far East) Limited	RE	4	17 September 2003	09 February 2004
J.P. Morgan Broking (Hong Kong) Limited	RE	4	01 April 2003	09 February 2004
J.P. Morgan Broking (Hong Kong) Limited	RE	1	01 April 2003	09 February 2004
J.P. Morgan Securities (Far East) Limited	RE	7	01 April 2003	09 February 2004
J.P. Morgan Securities (Far East) Limited	RE	1	01 April 2003	09 February 2004
J.P. Morgan Futures Hong Kong Limited	RE	5	01 April 2003	06 December 2003
J.P. Morgan Futures Hong Kong Limited	RE	2	01 April 2003	06 December 2003
J.P. Morgan Futures Hong Kong Limited	RE	9	01 April 2003	13 September 2003
J.P. Morgan Futures Hong Kong Limited	RE	7	01 April 2003	13 September 2003
J.P. Morgan Broking (Hong Kong) Limited	RE	9	01 April 2003	13 September 2003
J.P. Morgan Broking (Hong Kong) Limited	RE	7	01 April 2003	13 September 2003
J.P. Morgan Broking (Hong Kong) Limited	RE	6	01 April 2003	13 September 2003
J.P. Morgan Securities (Far East) Limited	RE	6	01 April 2003	13 September 2003