SFC Licences of LAM Ming Hing, Albert 林明興

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Corporate Brokers Limited 協聯證券有限公司 RE 1 02 May 2023
SPS Securities Limited 新寶城證券有限公司 RE 1 30 June 2011 28 April 2023
SPS Securities Limited 新寶城證券有限公司 RO 1 01 April 2003 30 June 2011
SPS Securities Limited 新寶城證券有限公司 RO 9 01 April 2003 28 December 2004
SPS Securities Limited 新寶城證券有限公司 RO 6 01 April 2003 28 December 2004
SPS Securities Limited 新寶城證券有限公司 RO 4 01 April 2003 28 December 2004
SPS Investment Services Limited 新寶城投資顧問有限公司 RE 1 01 April 2003 02 October 2003