SFC Licences of LAM Ming Hing, Albert 林明興
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 02 May 2023 | |
SPS Securities Limited 新寶城證券有限公司 | RE | 1 | 30 June 2011 | 28 April 2023 |
SPS Securities Limited 新寶城證券有限公司 | RO | 1 | 01 April 2003 | 30 June 2011 |
SPS Securities Limited 新寶城證券有限公司 | RO | 9 | 01 April 2003 | 28 December 2004 |
SPS Securities Limited 新寶城證券有限公司 | RO | 6 | 01 April 2003 | 28 December 2004 |
SPS Securities Limited 新寶城證券有限公司 | RO | 4 | 01 April 2003 | 28 December 2004 |
SPS Investment Services Limited 新寶城投資顧問有限公司 | RE | 1 | 01 April 2003 | 02 October 2003 |