SFC Licences of MACFARLANE Richard James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RO | 1 | 13 January 2021 | 12 August 2022 |
| Vantage Capital Markets HK Limited | RE | 1 | 18 September 2020 | 13 January 2021 |
| BestEx Asia Limited | RE | 1 | 01 February 2019 | 02 September 2020 |
| BestEx Asia Limited | RO | 1 | 17 January 2017 | 01 February 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 20 October 2014 | 24 February 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 20 October 2014 | 24 February 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 20 October 2014 | 24 February 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 20 October 2014 | 24 February 2016 |