SFC Licences of CHIU Suk Woon 趙淑媛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 21 March 2014 | |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 21 March 2014 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 12 September 2007 | 06 March 2014 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 September 2007 | 06 March 2014 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 2 | 28 September 2006 | 03 March 2008 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 28 September 2006 | 03 March 2008 |
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 01 April 2003 | 21 September 2006 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 21 September 2006 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 09 January 2004 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 09 January 2004 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 09 January 2004 |