SFC Licences of CHIU Suk Woon 趙淑媛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 2 21 March 2014
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 21 March 2014
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 12 September 2007 06 March 2014
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 12 September 2007 06 March 2014
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 2 28 September 2006 03 March 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 28 September 2006 03 March 2008
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 01 April 2003 21 September 2006
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 21 September 2006
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 09 January 2004