SFC Licences of CHUNG Chi Ming 鍾志明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Riche Bright Securities Limited 富明證券有限公司 | RO | 2 | 06 March 2023 | |
Riche Bright Securities Limited 富明證券有限公司 | RE | 9 | 17 October 2022 | |
Riche Bright Securities Limited 富明證券有限公司 | RO | 4 | 07 March 2022 | |
Riche Bright Securities Limited 富明證券有限公司 | RO | 1 | 27 March 2020 | |
FT Securities Limited 富通證券有限公司 | RO | 4 | 05 June 2018 | 21 August 2019 |
FT Securities Limited 富通證券有限公司 | RO | 1 | 05 June 2018 | 21 August 2019 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 24 April 2018 | 05 June 2018 |
Jimei Securities Limited 集美證券有限公司 | RO | 1 | 08 August 2016 | 14 January 2018 |
Jimei Securities Limited 集美證券有限公司 | RE | 1 | 23 June 2016 | 08 August 2016 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 31 October 2007 | 17 June 2016 |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 7 | 26 May 2003 | 05 September 2003 |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 22 May 2003 | 17 June 2016 |