SFC Licences of TAM Siu Po 譚少保
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AIF Securities Limited 亞投證券有限公司 | RE | 1 | 09 November 2009 | 31 December 2016 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 22 October 2008 | 06 October 2009 |
Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 04 December 2003 | 30 April 2009 |
Beta International Securities Limited 貝塔國際證券有限公司 | RE | 1 | 01 April 2003 | 02 December 2003 |
Beta International Securities Limited 貝塔國際證券有限公司 | RE | 6 | 01 April 2003 | 01 December 2003 |
Beta International Securities Limited 貝塔國際證券有限公司 | RE | 4 | 01 April 2003 | 01 December 2003 |
Beta International Securities Limited 貝塔國際證券有限公司 | RE | 9 | 01 April 2003 | 01 December 2003 |