SFC Licences of CHAU Siu Nin 周兆年
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nerico Brothers Limited | RE | 1 | 25 July 2013 | 05 May 2022 |
Broadway Wealth Management Limited 博偉財富管理有限公司 | RE | 9 | 17 December 2009 | 15 June 2010 |
Broadway Wealth Management Limited 博偉財富管理有限公司 | RE | 4 | 17 December 2009 | 15 June 2010 |
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 9 | 25 April 2005 | 20 November 2006 |
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 4 | 14 April 2005 | 20 November 2006 |
Broadway Wealth Management Limited 博偉財富管理有限公司 | RE | 4 | 01 April 2003 | 14 April 2005 |
Broadway Wealth Management Limited 博偉財富管理有限公司 | RE | 9 | 01 April 2003 | 15 December 2003 |
Broadway Wealth Management Limited 博偉財富管理有限公司 | RE | 6 | 01 April 2003 | 15 December 2003 |