SFC Licences of HO Chi Ming 何志明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tongjin Securities Limited 通金證券有限公司 | RO | 5 | 15 March 2021 | 30 June 2023 |
| Tongjin Securities Limited 通金證券有限公司 | RO | 4 | 15 March 2021 | 30 June 2023 |
| Tongjin Securities Limited 通金證券有限公司 | RO | 2 | 15 March 2021 | 30 June 2023 |
| Tongjin Securities Limited 通金證券有限公司 | RO | 1 | 15 March 2021 | 30 June 2023 |
| ASA Securities Limited 富國證券有限公司 | RO | 4 | 16 April 2019 | 05 February 2021 |
| ASA Securities Limited 富國證券有限公司 | RO | 1 | 30 April 2014 | 05 February 2021 |
| ASA Securities Limited 富國證券有限公司 | RO | 2 | 05 September 2012 | 05 February 2021 |
| ASA Securities Limited 富國證券有限公司 | RE | 1 | 10 February 2011 | 30 April 2014 |
| ASA Securities Limited 富國證券有限公司 | RE | 2 | 10 February 2011 | 05 September 2012 |
| Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 26 March 2008 | 08 January 2011 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 26 March 2008 | 08 January 2011 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 28 January 2008 | 01 March 2008 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 28 January 2008 | 01 March 2008 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 28 January 2008 | 01 March 2008 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 07 December 2007 | 20 January 2008 |
| Prime Cdex Futures Limited 乾立亨期貨有限公司 | RE | 2 | 09 December 2005 | 20 January 2008 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 2 | 14 July 2004 | 21 September 2005 |
| Get Nice Futures Company Limited 結好期貨有限公司 | RE | 9 | 01 April 2003 | 30 April 2003 |
| Get Nice Futures Company Limited 結好期貨有限公司 | RE | 5 | 01 April 2003 | 30 April 2003 |
| Get Nice Futures Company Limited 結好期貨有限公司 | RE | 2 | 01 April 2003 | 30 April 2003 |