SFC Licences of SIU Kai Yee, Wesley 蕭啟義
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 09 July 2007 | 04 September 2023 |
Shun Heng Securities Limited 信亨証券有限公司 | RE | 1 | 14 February 2005 | 30 June 2007 |
Grand Onward Securities Limited 金安華證券有限公司 | RE | 1 | 01 April 2003 | 12 February 2005 |
Grand Onward Securities Limited 金安華證券有限公司 | RE | 4 | 01 April 2003 | 31 January 2005 |
Grand Onward Securities Limited 金安華證券有限公司 | RE | 6 | 01 April 2003 | 31 January 2005 |
Grand Onward Securities Limited 金安華證券有限公司 | RE | 9 | 01 April 2003 | 31 January 2005 |