SFC Licences of SIU Kai Yee, Wesley 蕭啟義

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Securities Limited 建銀國際證券有限公司 RE 1 09 July 2007 04 September 2023
Shun Heng Securities Limited 信亨証券有限公司 RE 1 14 February 2005 30 June 2007
Grand Onward Securities Limited 金安華證券有限公司 RE 1 01 April 2003 12 February 2005
Grand Onward Securities Limited 金安華證券有限公司 RE 4 01 April 2003 31 January 2005
Grand Onward Securities Limited 金安華證券有限公司 RE 6 01 April 2003 31 January 2005
Grand Onward Securities Limited 金安華證券有限公司 RE 9 01 April 2003 31 January 2005