SFC licenceholder AAZ195 CHAN Hin Wai, Patrick 陳獻為

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 25 February 2020

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 10 July 2014
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE [1] (Dealing in Securities) 28 August 2013 09 June 2014
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RE [1] (Dealing in Securities) 28 August 2013 09 June 2014
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE [4] (Advising on Securities), [9] (Asset Management) 23 November 2011 09 June 2014
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE [4] (Advising on Securities) 27 October 2008 31 October 2011
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE [9] (Asset Management) 31 July 2008 31 October 2011
UBS Asset Management (Hong Kong) Limited RO [4] (Advising on Securities), [9] (Asset Management) 16 June 2004 23 December 2004
UBS Asset Management (Hong Kong) Limited RE [4] (Advising on Securities), [9] (Asset Management) 01 April 2003 16 June 2004