SFC Licences of CONN Adam Howard Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Baillie Gifford Asia (Hong Kong) Limited 柏基亞洲(香港)有限公司 | RO | 2 | 18 March 2020 | 05 August 2022 |
| Baillie Gifford Asia (Hong Kong) Limited 柏基亞洲(香港)有限公司 | RO | 1 | 18 March 2020 | 05 August 2022 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 03 July 2012 | 03 August 2012 |