SFC Licences of PHILLIPS Andrew Patrick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Asset Management Limited 華富建業資產管理有限公司 | RE | 9 | 17 December 2007 | 03 July 2009 |
Quam Asset Management Limited 華富建業資產管理有限公司 | RE | 4 | 17 December 2007 | 03 July 2009 |
Aetas Global Markets Limited | RE | 1 | 01 August 2007 | 18 October 2007 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 24 January 2006 | 13 December 2006 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 24 January 2006 | 13 December 2006 |