SFC Licences of LEVENTHORPE Thomas Rooper
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 4 | 05 August 2008 | 18 May 2009 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 05 August 2008 | 18 May 2009 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 23 January 2007 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 23 March 2005 |
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RE | 9 | 01 April 2003 | 04 February 2005 |
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RE | 6 | 01 April 2003 | 04 February 2005 |
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RE | 1 | 01 April 2003 | 04 February 2005 |
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RE | 4 | 01 April 2003 | 04 February 2005 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 24 September 2004 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 24 September 2004 |