SFC Licences of LEE Kar Yan, Judith 李嘉欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Royal Bank of Canada 加拿大皇家銀行 4 14 October 2019
Royal Bank of Canada 加拿大皇家銀行 6 02 February 2017
Royal Bank of Canada 加拿大皇家銀行 1 02 February 2017
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 04 July 2008 29 July 2011
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 04 July 2008 29 July 2011
Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 RE 6 01 April 2003 27 July 2007