SFC Licences of SO Kwok Yan, Robert 蘇國仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Telecom King Securities Limited 電訊數碼證券有限公司 | RO | 1 | 01 April 2019 | |
| Telecom King Securities Limited 電訊數碼證券有限公司 | RE | 1 | 03 November 2017 | 01 April 2019 |
| Telecom King Securities Limited 電訊數碼證券有限公司 | RO | 2 | 19 September 2017 | |
| Telecom King Securities Limited 電訊數碼證券有限公司 | RE | 2 | 21 August 2017 | 19 September 2017 |
| Xinhu International Futures (Hong Kong) Co., Limited 新湖國際期貨(香港)有限公司 | RO | 2 | 22 May 2012 | 19 May 2017 |
| New Trend Futures Limited 創新期貨有限公司 | RO | 2 | 19 October 2011 | 29 February 2012 |
| New Trend Futures Limited 創新期貨有限公司 | RE | 2 | 01 April 2003 | 19 October 2011 |
| New Trend Futures Limited 創新期貨有限公司 | RE | 5 | 01 April 2003 | 25 October 2004 |
| New Trend Futures Limited 創新期貨有限公司 | RE | 9 | 01 April 2003 | 25 October 2004 |