SFC Licences of TAM Wing Shu 譚永樹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Supreme China Securities Limited 智華證券有限公司 RO 1 14 March 2022
Supreme China Securities Limited 智華證券有限公司 RE 1 04 March 2022 14 March 2022
Sanfull Securities Limited 新富證券有限公司 RE 1 04 August 2021 11 February 2022
Excel Precise Securities Limited 勝緻證券有限公司 RO 1 16 October 2017 23 July 2021
China Prospect Securities Limited 中國保盛證券有限公司 RO 1 22 January 2016 27 January 2017
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 RE 2 08 October 2008 12 April 2012
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 RE 1 09 August 2007 01 December 2015
Cinda International Securities Limited 信達國際證券有限公司 RE 1 01 April 2003 27 July 2007
Cinda International Securities Limited 信達國際證券有限公司 RE 9 01 April 2003 07 January 2004
Cinda International Securities Limited 信達國際證券有限公司 RE 7 01 April 2003 07 January 2004
Cinda International Securities Limited 信達國際證券有限公司 RE 6 01 April 2003 07 January 2004
Cinda International Securities Limited 信達國際證券有限公司 RE 4 01 April 2003 07 January 2004