SFC Licences of WOO Mi Ying 胡美英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 12 March 2021 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 07 September 2017 | 12 March 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 September 2017 | 02 October 2017 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 03 March 2009 | 31 August 2017 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 03 March 2009 | 31 August 2017 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 5 | 01 December 2005 | 01 October 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 01 December 2005 | 01 October 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 01 April 2003 | 01 October 2008 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 | RE | 5 | 01 April 2003 | 01 October 2008 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 | RE | 2 | 01 April 2003 | 01 October 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 9 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 7 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 6 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 | RE | 9 | 01 April 2003 | 09 December 2004 |