SFC Licences of LAM Kwok Kay 林國基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 30 May 2008 | |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 11 July 2007 | |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 11 July 2007 | |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RE | 9 | 24 May 2006 | 21 June 2007 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 23 August 2004 | 21 June 2007 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 23 August 2004 | 21 June 2007 |
| UKFP (Asia) HK Limited | RE | 1 | 01 April 2003 | 23 August 2004 |
| UKFP (Asia) HK Limited | RE | 4 | 01 April 2003 | 23 August 2004 |
| UKFP (Asia) HK Limited | RE | 6 | 01 April 2003 | 14 August 2004 |
| UKFP (Asia) HK Limited | RE | 9 | 01 April 2003 | 14 August 2004 |