SFC Licences of LAW Kam On 羅錦安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Enlighten Futures Limited 名匯期貨有限公司 | RO | 2 | 24 November 2010 | |
| Enlighten Futures Limited 名匯期貨有限公司 | RE | 2 | 11 August 2010 | 24 November 2010 |
| Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 11 August 2010 | |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 25 May 2009 | 31 July 2010 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 06 October 2005 | 31 July 2010 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 2 | 01 April 2003 | 04 October 2005 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 9 | 01 April 2003 | 28 April 2004 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 5 | 01 April 2003 | 28 April 2004 |