SFC Licences of WAN Hon Wing, Michael 尹漢榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 25 March 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 11 July 2012 | 02 October 2017 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 28 September 2005 | 25 June 2012 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 28 September 2005 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 09 January 2004 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 09 January 2004 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 09 January 2004 |