SFC Licences of WAH Wang Ming, Johnny 華宏銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wing Fung Futures Limited 永豐期貨有限公司 RO 2 14 April 2022
Wing Fung Securities Limited 永豐證券有限公司 RO 1 14 April 2022
Wing Fung Futures Limited 永豐期貨有限公司 RE 2 27 October 2021 14 April 2022
Wing Fung Securities Limited 永豐證券有限公司 RE 1 27 October 2021 14 April 2022
Forwin Securities Group Limited 富榮證券集團有限公司 RO 1 14 September 2016 10 June 2019
Forwin Futures Group Limited 富榮期貨集團有限公司 RO 2 22 June 2016 10 June 2019
Forwin Securities Group Limited 富榮證券集團有限公司 RE 1 18 March 2016 14 September 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 2 26 August 2014 16 October 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 1 26 August 2014 16 October 2014
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 17 July 2013 08 August 2014
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 17 July 2013 08 August 2014
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 17 July 2013 08 August 2014
Quam Securities Limited 華富建業證券有限公司 RE 2 14 July 2011 29 June 2013
Quam Securities Limited 華富建業證券有限公司 RE 1 14 July 2011 29 June 2013
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 01 April 2003 24 March 2011
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 01 April 2003 24 March 2011
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 01 April 2003 24 March 2011
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 01 April 2003 24 March 2011
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 9 01 April 2003 10 September 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 5 01 April 2003 10 September 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 5 01 April 2003 10 September 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 9 01 April 2003 10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 01 April 2003 10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 6 01 April 2003 10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 9 01 April 2003 10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 7 01 April 2003 02 September 2003