SFC Licences of CHAN Kar Yue, Mark 陳嘉裕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Natixis Asia Limited	RE	5	24 June 2011	08 July 2016
Natixis Asia Limited	RE	4	24 June 2011	08 July 2016
Natixis Asia Limited	RE	2	24 June 2011	08 July 2016
Natixis Asia Limited	RE	1	24 June 2011	08 July 2016
Assured Asset Management Limited 安誼金融投資股份有限公司	RE	9	12 August 2010	31 May 2011
Assured Asset Management Limited 安誼金融投資股份有限公司	RE	4	12 August 2010	31 May 2011
Merrill Lynch Futures (Hong Kong) Limited	RE	2	13 August 2007	31 March 2009
Merrill Lynch Far East Limited	RE	1	13 August 2007	31 March 2009
Merrill Lynch (Asia Pacific) Limited	RE	1	13 August 2007	31 March 2009
Citigroup First Investment Management Limited	RO	9	16 February 2007	22 June 2007
Citigroup First Investment Management Limited	RO	4	16 February 2007	22 June 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	18 April 2006	22 June 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	18 April 2006	22 June 2007
HSBC Structured Funds (Asia) Limited	RE	4	15 May 2004	01 April 2006
HSBC Structured Funds (Asia) Limited	RE	9	01 April 2003	01 April 2006
HSBC Securities (Asia) Limited	RE	1	01 April 2003	27 October 2005
HSBC Securities (Asia) Limited	RE	4	01 April 2003	27 October 2005
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	1	01 April 2003	27 October 2005
HSBC Securities (Asia) Limited	RE	9	01 April 2003	27 July 2004
HSBC Structured Funds (Asia) Limited	RE	5	01 April 2003	10 December 2003
HSBC Securities (Asia) Limited	RE	6	01 April 2003	10 December 2003
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	4	01 April 2003	10 December 2003
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	6	01 April 2003	10 December 2003
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	9	01 April 2003	10 December 2003
HSBC Structured Funds (Asia) Limited	RE	2	01 April 2003	10 December 2003