SFC Licences of BECZAK Thaddeus Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RO | 6 | 24 October 2012 | 30 June 2014 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RO | 4 | 24 October 2012 | 30 June 2014 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RO | 1 | 24 October 2012 | 30 June 2014 |
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 4 | 09 March 2009 | 30 April 2012 |
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 6 | 09 March 2009 | 20 December 2010 |
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RE | 6 | 09 April 2008 | 09 March 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 24 June 2004 | 01 April 2008 |