SFC Licences of NG Kam Ho 吳錦浩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 1 02 March 2009 02 July 2021
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 RE 2 02 March 2009 02 July 2021
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 RE 2 25 June 2007 01 March 2009
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 22 August 2006 01 March 2009
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 9 01 April 2003 01 December 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 5 01 April 2003 01 December 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 01 April 2003 01 December 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 9 01 April 2003 01 December 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 01 April 2003 01 December 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 6 01 April 2003 01 December 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 4 01 April 2003 01 December 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 7 01 April 2003 11 September 2003