SFC Licences of CHAU Ching On Thomas 周靖安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 03 February 2009 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 03 February 2009 | |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 | RE | 2 | 21 February 2004 | 31 January 2009 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 24 October 2003 | 31 January 2009 |
| Great Bay Securities Limited 大灣區深港證券有限公司 | RE | 4 | 01 April 2003 | 25 July 2003 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 | RE | 9 | 01 April 2003 | 25 July 2003 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 | RE | 5 | 01 April 2003 | 25 July 2003 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 | RE | 2 | 01 April 2003 | 25 July 2003 |
| Great Bay Securities Limited 大灣區深港證券有限公司 | RE | 9 | 01 April 2003 | 25 July 2003 |
| Great Bay Securities Limited 大灣區深港證券有限公司 | RE | 6 | 01 April 2003 | 25 July 2003 |
| Great Bay Securities Limited 大灣區深港證券有限公司 | RE | 1 | 01 April 2003 | 25 July 2003 |