SFC Licences of LO Wai Kong, Barry 羅煒剛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Granville Financial Services Company Limited 均富金融服務有限公司 | RO | 2 | 21 November 2017 | 30 November 2023 |
| Granville Financial Services Company Limited 均富金融服務有限公司 | RO | 1 | 21 November 2017 | 30 November 2023 |
| Dakin Securities Limited 德健證券有限公司 | RO | 2 | 12 April 2016 | 31 August 2016 |
| Dakin Securities Limited 德健證券有限公司 | RO | 1 | 12 April 2016 | 31 August 2016 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RO | 1 | 02 December 2014 | 11 April 2016 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 1 | 14 November 2014 | 02 December 2014 |
| Grandly Financial Services Limited 冠力金融服務有限公司 | RO | 2 | 08 August 2014 | 21 October 2014 |
| Beevest Securities Limited 蜂投證券有限公司 | RO | 4 | 22 November 2012 | 06 December 2012 |
| Beevest Securities Limited 蜂投證券有限公司 | RO | 2 | 15 June 2012 | 06 December 2012 |
| Beevest Securities Limited 蜂投證券有限公司 | RO | 1 | 15 June 2012 | 06 December 2012 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RE | 2 | 07 December 2011 | 29 February 2012 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RE | 1 | 07 December 2011 | 29 February 2012 |
| South West Capital Limited 西南融資有限公司 | RO | 2 | 30 June 2011 | 30 September 2011 |
| South West Capital Limited 西南融資有限公司 | RO | 1 | 30 June 2011 | 30 September 2011 |
| Funderstone Securities Limited | RE | 1 | 01 April 2003 | 26 June 2011 |
| Funderstone Futures Limited | RE | 2 | 01 April 2003 | 26 June 2011 |
| Funderstone Securities Limited | RE | 9 | 01 April 2003 | 24 January 2005 |
| Funderstone Securities Limited | RE | 6 | 01 April 2003 | 24 January 2005 |
| Funderstone Securities Limited | RE | 4 | 01 April 2003 | 24 January 2005 |
| Funderstone Futures Limited | RE | 9 | 01 April 2003 | 24 January 2005 |
| Funderstone Futures Limited | RE | 5 | 01 April 2003 | 24 January 2005 |