SFC Licences of LEE Yee Yan 李綺恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RO | 2 | 21 June 2005 | |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RO | 1 | 21 June 2005 | |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 | RE | 2 | 20 April 2005 | 30 November 2005 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 2 | 20 April 2005 | 21 June 2005 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 14 April 2005 | 21 June 2005 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RO | 1 | 18 August 2003 | 14 July 2004 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RO | 5 | 13 August 2003 | 14 July 2004 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RO | 2 | 13 August 2003 | 14 July 2004 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 1 | 01 April 2003 | 09 April 2005 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 6 | 01 April 2003 | 15 July 2003 |