SFC Licences of NG Hung Kan 吳鴻根
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 28 March 2006 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 30 September 2005 | 09 March 2006 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 01 April 2003 | 18 May 2005 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 4 | 01 April 2003 | 07 May 2004 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 9 | 01 April 2003 | 07 May 2004 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 6 | 01 April 2003 | 07 May 2004 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 7 | 01 April 2003 | 07 July 2003 |