SFC Licences of KO Tai Fun 高泰芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 13 March 2017 | |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 9 | 21 May 2014 | 31 March 2022 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 25 February 2014 | |
| CAIIS Limited | RE | 4 | 14 May 2012 | 28 December 2013 |
| CAIIS Limited | RE | 1 | 14 May 2012 | 28 December 2013 |
| FT Securities Limited 富通證券有限公司 | RE | 5 | 28 October 2005 | 06 January 2010 |
| FT Securities Limited 富通證券有限公司 | RE | 2 | 28 October 2005 | 06 January 2010 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 25 October 2005 | 12 June 2010 |
| FT Securities Limited 富通證券有限公司 | RE | 4 | 25 October 2005 | 06 January 2010 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 | RE | 4 | 29 June 2004 | 04 October 2005 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 | RE | 1 | 29 June 2004 | 04 October 2005 |
| UKFP (Asia) HK Limited | RE | 9 | 01 April 2003 | 29 June 2004 |
| UKFP (Asia) HK Limited | RE | 1 | 01 April 2003 | 29 June 2004 |
| UKFP (Asia) HK Limited | RE | 4 | 01 April 2003 | 29 June 2004 |
| UKFP (Asia) HK Limited | RE | 6 | 01 April 2003 | 28 June 2004 |