SFC Licences of TO Wing Ping 涂榮萍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 16 April 2021 29 June 2023
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 21 October 2020 04 March 2021
Ko's Brother Securities Company Limited 高氏兄弟証券有限公司 RO 1 08 July 2003 03 August 2020
Ko's Brother (Securities) Company 高氏兄弟(股票)公司 RE 1 01 April 2003 08 July 2003
Ko's Brother (Securities) Company 高氏兄弟(股票)公司 RE 4 01 April 2003 02 June 2003
Ko's Brother (Securities) Company 高氏兄弟(股票)公司 RE 9 01 April 2003 02 June 2003
Ko's Brother (Securities) Company 高氏兄弟(股票)公司 RE 6 01 April 2003 02 June 2003