SFC Licences of YUEN Wai Fun 袁惠芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 06 March 2012 | 09 July 2014 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 06 March 2012 | 09 July 2014 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 25 February 2010 | 25 February 2012 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 29 June 2009 | 25 February 2012 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 29 June 2009 | 25 February 2012 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 14 May 2008 | 24 January 2009 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 21 April 2008 | 24 January 2009 |
iBest Consultants Limited | RE | 4 | 23 April 2007 | 28 March 2008 |