SFC Licences of TSE Ming Kwong 謝明光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wealthy Securities Limited 永裕證劵有限公司 | RO | 9 | 12 October 2020 | 30 September 2023 |
| Wealthy Securities Limited 永裕證劵有限公司 | RO | 4 | 12 October 2020 | 30 September 2023 |
| Wealthy Securities Limited 永裕證劵有限公司 | RO | 1 | 12 October 2020 | 30 September 2023 |
| Wealthy Securities Limited 永裕證劵有限公司 | RE | 9 | 07 October 2020 | 12 October 2020 |
| Wealthy Securities Limited 永裕證劵有限公司 | RE | 4 | 07 October 2020 | 12 October 2020 |
| Wealthy Securities Limited 永裕證劵有限公司 | RE | 1 | 07 October 2020 | 12 October 2020 |
| VC Asset Management Limited 滙盈資產管理有限公司 | RO | 9 | 09 March 2017 | 30 September 2020 |
| VC Futures Limited 滙盈期貨有限公司 | RO | 5 | 20 January 2005 | 30 September 2020 |
| VC Brokerage Limited 滙盈證券有限公司 | RO | 4 | 20 January 2005 | 30 September 2020 |
| VC Futures Limited 滙盈期貨有限公司 | RO | 2 | 01 April 2003 | 30 September 2020 |
| VC Brokerage Limited 滙盈證券有限公司 | RO | 1 | 01 April 2003 | 30 September 2020 |
| VC Brokerage Limited 滙盈證券有限公司 | RO | 7 | 01 April 2003 | 26 August 2003 |