SFC Licences of STILES Andrew Guy

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Salisbury Securities Limited 莎利士堡証券有限公司 RE 1 03 January 2011 30 August 2013
CLSA Futures Limited 里昂期貨有限公司 RE 2 09 December 2003 13 February 2008
CLSA Limited 中信里昂證券有限公司 RE 1 09 December 2003 13 February 2008
J.P. Morgan Securities (Far East) Limited RO 9 01 April 2003 27 May 2003
J.P. Morgan Broking (Hong Kong) Limited RO 9 01 April 2003 27 May 2003
J.P. Morgan Broking (Hong Kong) Limited RO 4 01 April 2003 27 May 2003
J.P. Morgan Broking (Hong Kong) Limited RO 6 01 April 2003 27 May 2003
J.P. Morgan Broking (Hong Kong) Limited RO 1 01 April 2003 27 May 2003
J.P. Morgan Broking (Hong Kong) Limited RO 7 01 April 2003 27 May 2003
J.P. Morgan Securities (Far East) Limited RO 7 01 April 2003 27 May 2003
J.P. Morgan Securities (Far East) Limited RO 6 01 April 2003 27 May 2003
J.P. Morgan Securities (Far East) Limited RO 4 01 April 2003 27 May 2003
J.P. Morgan Securities (Far East) Limited RO 1 01 April 2003 27 May 2003
J.P. Morgan Futures Hong Kong Limited RE 9 01 April 2003 27 May 2003
J.P. Morgan Futures Hong Kong Limited RE 7 01 April 2003 27 May 2003
J.P. Morgan Futures Hong Kong Limited RE 5 01 April 2003 27 May 2003
J.P. Morgan Futures Hong Kong Limited RE 2 01 April 2003 27 May 2003