SFC Licences of CHOW Yuk Sing 周旭昇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司	RO	1	12 March 2014
Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司	RO	9	25 October 2012
Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司	RO	4	25 October 2012
Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司	RE	9	15 October 2012	25 October 2012
Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司	RE	4	15 October 2012	25 October 2012
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司	RE	9	26 September 2011	25 September 2012
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司	RE	4	26 September 2011	25 September 2012
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	26 September 2011	25 September 2012
JS Securities Limited 晉商證券有限公司	RO	1	20 January 2011	25 August 2011
IAM Legacy Limited 星安傳承有限公司	RO	9	21 August 2007	25 August 2011
IAM Legacy Limited 星安傳承有限公司	RO	4	21 August 2007	25 August 2011
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司	RO	4	03 August 2005	31 March 2007
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司	RO	1	03 August 2005	31 March 2007
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司	RE	4	09 May 2005	03 August 2005
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司	RE	1	09 May 2005	03 August 2005